Regulations

Overview of current and near term EU regulation in financial services

This section describes some of the most relevant new regulatory requirements facing you as a customer to Nordea Markets. Our aim is to provide you with information and insights about important regulatory developments in an easily accessible and understandable way.

 

Regulations

Nordea Markets

MiFID II / Overview

MiFID II was published in the EU Official Journal on 12 June 2014 and will be implemented in January 2018.

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MiFID II / Customer Information

Nordea Markets outline how MiFID II affect our business relationship, what you need to do and know, in order to be prepared for MIFID II.

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MiFID II / FX exemption

New EU legislation is changing the requirements for trading financial instruments from 3 January 2018. We also need to know the purpose of your future FX trading.

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Nordea Markets

LEI

The Legal Entity Identifier (currently known as pre-LEI, later LEI) is a reference number to uniquely identify parties in financial transactions worldwide, throughout all markets and legal systems.

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Nordea Markets

KIDs for PRIIPs

Key Information Documents (KIDs) are documents designed to help investors to understand investment products behaviour and support comparison with other similar investment products.

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EMIR

Requires derivatives counterparties in EU to clear, report and risk mitigate derivatives transactions.

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CRD IV/CRR

Implements the Basel III capital and liquidity re-quirements in the European Union to improve the re-siliency of the banking sector.

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Dodd-Frank

Establishes a new US regulatory framework for over-the-counter derivatives and encompasses rules in regards to trade execution, clearing and reporting of these.

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